
Your Compliance Journey Should Begin with Avery by RegVerse!
In the ever-evolving landscape of financial services, compliance is more critical than ever. Wealth management firms face a myriad of regulatory challenges that can change overnight, making it essential to have robust Written Supervisory Procedures (WSPs) in place.

Revolutionizing Compliance: The Power of RegVerse
Fusion1, a pioneering platform developed through collaboration among Surge Ventures portfolio companies, integrates OmnibusX and Avery. This groundbreaking solution streamlines compliance processes and enhances risk management

How Automation and AI are Transforming GRC Management
Governance, Risk, and Compliance (GRC) is a comprehensive approach used by organizations to manage their overall governance, risk management, and compliance at par with current regulations. Here’s a breakdown of each component of GRC

Know What Constitutes an ADV Material Change
Do you know what counts as a material change for your ADV? At RegVerse, we are here to help guide you on when your ADV may fall outside the annual filing and would need to be filed as a material change occurs.

Avery vs The DOL Rule
How much time will it take you to digest 476 pages of the DOL Retirement Security Rule?

Don’t let Headlines Scare you Away from AI
Do the headlines scare you away from reviewing how AI can enhance your compliance program? Responsible AI can put you ahead of the curve in monitoring and detection. Embracing the technology ahead of the curve will put your company on the path to a resilient compliance program.

Using GPT models vs your own AI model in Wealth Management
Do you know the difference between general GPT models and custom AI models? Knowing the basic differences can help you decide how you can benefit from using AI in wealth management. Don’t let the rest of the world benefit from AI while you sit on the sidelines.