Navigating regulations shouldn’t slow you down. Proactively minimize risks & penalties via 24/7 stress testing and regulatory change management.Get started with Avery
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Maximize efficiency with generative AI
Outsmart regulatory challenges
Improve your workflow
84% more efficiency1—Navigate regulations with confidence, ensuring that your business operations remain fluid and faultless.
45% time savings2—Freeing up crucial hours lets you focus on business growth and strategic decision-making.
30% boost in operational horsepower with AI3 —Avery gives your team robust automation in one clear platform to ensure you're always in control.
Reduce overwhelming compliance duties and focus on asset growth for your clients. We provide full-scope surveillance, allowing you to zero in on better serving your clients.
Our comprehensive suite of tools enables RIAs to automate compliance & surveillance programs, building and maintaining trust through a foundation based on regulatory compliance.
Navigate the world of FINRA and SEC with confidence. Avery helps you stay prepared for audits and minimize the risk of penalties, enforcement actions and reputational damage.
Cut through the regulatory noise and focus on portfolio growth. Avery automates compliance processes, letting you manage regulations and investments in a single digital platform.
Optimize your approach to compliance across your entire organization. With Avery, you're not just managing risks, you're converting your compliance program from a liability to an asset.
Stay a step ahead with real-time updates and intelligent workflows. With Avery, compliance becomes an integrated part of your strategic planning.
Get a 360-degree view of your firm's compliance landscape. Make informed decisions with insights and analytics provided by Avery.
Tailored packages designed for your team's unique regulatory needs.
For small firms and solo professionals who need basic, solid compliance support.
Manages regulatory changes and offers real-time dashboard monitoring.
Top Use Cases:
Filtering Out Regulatory Noise
Task Management Engine
For mid-size firms seeking advanced compliance support with AI intelligence.
Adds an extra layer of AI-powered support and regulatory tracking to your compliance strategies.
Guardian Lite plus:
Review of Filing Documents
Review of Marketing Materials
Ongoing Registration Services
Form ADV Part 1, 2A
Contact for pricing
For large enterprises that require comprehensive, all-in-one compliance solutions.
Provides a full suite of features for compliance, along with 24x7 support to meet all your compliance needs.
Navigator Pro plus:
Review of Policies & Procedures
Annual Compliance Reviews
Mock State/SEC Audit
Quarterly Compliance Training
Enter your business details. In seconds, we align you with pertinent regulations and prime your personalized dashboard for immediate use.
Personalized to your business profile.
AI-powered regulation summaries help you navigate regulations quickly, create action plans, and manage tasks easily in an all-in-one platform.
Gain peace of mind with Avery’s robust chat and compliance features, offering clarity and guidance just when you need it.
Questions? We’re just a click away. No waiting lines, no canned responses. Real help, real fast.
RegVerse is led by CEO Sid Yenamandra and Surge Ventures, Silicon Valley's leading RegTech venture studio. We’re driven by a singular objective: to revolutionize compliance processes for wealth management firms. For more info visit surgeventures.com.
Avery by RegVerse combines cutting-edge technology with compliance experts to help you build, scale, and enhance your firm’s regulatory compliance.
Founded by compliance
and regulatory experts
solutions and services
Industry specific solutions
Onboarding in 5-minutes
cost savings per year4
“The RegVerse compliance package is a game changer. Avery's personalized dashboard makes regulatory compliance less daunting and more manageable. It gives strategic recommendations on how to manage and understand regulatory challenges. It’s night and day compared to deployments with other vendors that can leave you unsure and fending for yourself.”
Chief Security Officer
Avery by RegVerse combines human expertise with advanced AI for transparent, secure, and responsible regulatory management
Drawing upon the principles of the CIA Triad, Confidentiality, Integrity, and Availability, RegVerse emphasizes confidentiality, integrity, and availability. We facilitate information protection by categorizing based on sensitivity and granting selective access, guarding against unauthorized deletions and alterations.
Our Human Supervised AI Data Models, trained on Wealth Management data by seasoned compliance professionals, don't just respond—they elucidate. Every answer is grounded in precise citations, pinpointing the specific agency web page reference, to foster clarity and transparency.
Our Responsible AI systems are designed for steadfast performance even under unexpected circumstances. Continuous human guidance and supervision underpin our Generative AI data models, ensuring valid and consistent outcomes.
Responsible AI systems must stand strong against threats, including adversarial attacks. At RegVerse, our systems are engineered to detect, defend against, and swiftly recover from potential security breaches, ensuring resilience in the face of adversity.
Data availability is paramount, allowing access when needed and underscoring the reliability of our systems. At RegVerse, we prioritize accountability, ensuring that every AI response can be traced to its source, reinforcing our commitment to transparency.
Every interaction with our platform underscores our privacy-first approach. From start to finish, your data and chatbot communications are treated with the utmost confidentiality, highlighting our steadfast dedication to preserving your privacy.
Central to our ethos is Responsible AI—a commitment to developing systems in a safe, trustworthy, and ethical manner. We prioritize the needs and goals of our users, ensuring fairness in our outputs and actively working to mitigate any biases.